Using DCAF to file Section 16 reports greatly simplifies the entire process of collecting, reporting and filing beneficial ownership and securities transactions by Section 16 insiders.

section 16 insiders

Officers, directors, 10% holders and other Section 16 insiders are able to use DCAF to easily prepare Forms 3, 4 and 5, collaborate to ensure accuracy and compliance, and file with the SEC. Ease of use dictated the design of DCAF’s Section 16 filing system, allowing for;

  • Dynamic Form 3, 4 and 5 generation based on initial beneficial ownership reported during the account set up process, and subsequent reported securities transactions;
  • Form 3 and Form 5 filing reminders, based on Form 8-K filing information and applicable fiscal year end data; and
  • Easy access to applicable Form 3, 4 and 5 instructions without leaving DCAF.