SEC Connect is a full service filing agent, established in 2007 to offer clients a flat-fee pricing model, superior client service, and access to an online filing platform that would simplify the reporting process for the most commonly filed forms.
With its often-emulated flat-fee pricing model, SEC Connect eliminated all the variable fees that even today continue to drive up the cost of a typical filing. And SEC Connect hired only individuals experienced in preparing EDGAR and XBRL filings, and representing public companies.
As a result, you’ll notice that SEC Connect is not your typical filing agent– we’re your filing partner, adding value to a process that liberates clients from the traditional public company – EDGAR filing agency relationship.
And with the introduction of DCAF, SEC Connect’s Disclosure, Collaboration and Filing System, SEC Connect has realized our founder’s vision of truly simplifying the filing process for public companies, their officers, directors and principal shareholders.
If you're not already among the converted, you soon will be!
SEC Connect can handle all or part of the disclosure and filing process for you, including managing your XBRL filing needs - from tagging your financial data to submitting your XBRL documents via EDGAR. And our services don't end with filing. We provide printing services, as well as shareholder meeting management and support...all for far less than you would expect from a full-service filing agent.
SEC Connect can manage all your XBRL filing needs, from tagging your existing financial data, to submitting your XBRL documents via EDGAR.And we don’t charge extra for producing your XBRL files - in most cases it’s included in your annual subscription. Talk to the experts at SEC Connect. We can answer any questions you may have, and work with you to tag your existing financial statements with the specific XBRL codes (taxonomies), and prepare your financial statements in XBRL.
To contact SEC Connect regarding your XBRL filing requirements, contact firstname.lastname@example.org.
Proxy Connect was developed in response to our clients' request for a simple, cost-effective way to post their meeting materials on a secure cookie-free website in compliance with the rules and regulations of the Securities and Exchange Commission. Our response is a customized co-branded website located at www.proxyconnect.com/yourcompany where SEC Connect client’s shareholders can conveniently access meeting materials online.
For additional information about Proxy Connect, please contact email@example.com.
At SEC Connect, we don’t want to be the lowest cost provider, we want to be your filing partner, adding more than just the conversion and filing services of a typical filing agent. We typically charge a flat fee of $12.00 per page for conversion and editing, and $150.00 flat fee for filing. We don’t charge our clients for edits made to the document after submission, or for conversion of tables or graphics. And if you need your document in a hurry, no problem. We don’t charge for rush projects. We also offer an annual subscription fee of between $12,000.00 and $18,000.00 for companies desiring to fix their annual costs for all ’34 Act filings, including three Quarterly Reports on Form 10-Q, one Annual Report on Form 10-K, one no-review Proxy or Information Statement, an unlimited number of Form 8-Ks and Section 16 reports, and all amendments. And our annual fee options include XBRL.
To become a client of SEC Connect, contact firstname.lastname@example.org.
Our founder, Daniel W. Rumsey, has over 25 years of experience representing public companies, and advising executive management and corporate boards regarding SEC compliance and disclosure issues. He's served as outside counsel and general counsel for large public companies as well as smaller reporting companies, and as staff counsel with the Securities and Exchange Commission's Division of Corporation Finance in Washington, D.C. He's also written extensively on SEC disclosure and related topics, and has taught securities law at the University Of Denver College of Law. In addition to his securities law experience, Dan currently serves on several public company boards, and has served as Chief Financial Officer, Chief Restructuring Officer, and Chief Executive Officer - all with public companies.
DCAF has been recognized by the San Diego Business Journal as a finalist in the SDBJ’s inaugural 2012 Innovation Awards.
DCAF is an easy to use web-based filing platform designed by securities lawyers for securities lawyers, principal accounting officers and other reporting professionals responsible for SEC reporting and compliance. DCAF supports the filing of the most commonly filed documents under the Securities Act of 1933 and the Securities Exchange Act of 1934, including Form D, Form 8-K, Forms 3, 4 and 5, Schedules 13D and 13G, Form 12b-25 and SEC Correspondence. Designed and developed to simply and efficiently support additional filings, DCAF clients can look forward to utilizing DCAF to file an ever expanding menu of filings in the future as we respond to the feedback provided by clients, and their desire to leverage the capabilities of DCAF to simplify their reporting obligations.
A feature-rich reporting, collaboration and filing platform, online filing to the SEC’s EDGAR database is just the beginning. To see for yourself how DCAF simplifies the reporting process, or to get started filing using DCAF, contact us at email@example.com.
Whether you’re at the office, at home or on a business trip, you’ll have access to your filings and can file from any Internet connected device. And since all your data is encrypted, you can rest assured that your sensitive information is protected.
Designed by securities counsel with years of experience representing public companies, DCAF offers features and functionality intended to streamline the process of public company reporting and disclosure. DCAF offers public companies the ability to efficiently create and self-file Form 8-K, Section 16 Reports (Forms 3, 4 and 5), Form 12b-25, Form D and SEC Correspondence, from from anywhere, from any device. Filers also have the ability to upload and directly file their own user-generated Form 8-K.
Officers, directors, 10% holders and other Section 16 insiders are able to use DCAF to easily prepare Forms 3, 4 and 5, collaborate to ensure accuracy and compliance, and file with the SEC. Ease of use dictated the design of DCAF’s Section 16 filing system, allowing for;
DCAF provides for filing of Schedule 13Gs and 13Ds by institutional investors. Similar to the other forms supported by DCAF, institutional investors have access to an online filing application designed with their specific needs in mind, providing ongoing filing reminders, and automatically populated forms based on information provided during the account set-up process, and earlier filed Schedules.
To learn more about how institutional investors can use DCAF to satisfy their filing obligations, contact firstname.lastname@example.org.
Designed with law firms and filing agents in mind, DCAF allows for users that file for multiple reporting entities to efficiently and cost effectively file Form 8-K’s, Section 16 and other reports on behalf of their clients. DCAF includes many features designed to meet the special needs of a law firm or filing agent, including:
“We’ve been a client of SEC Connect since 2007, and have used DCAF since its introduction in 2010. While DCAF is an extraordinary filing platform, and we use it extensively, SEC Connect’s client service team is why we’re evangelists of SEC Connect, and would recommend them to any reporting company filing with the SEC.”
"We use DCAF to file all our Section 16 reports, and have found it to be incredibly easy to use, and extremely cost effective…we’re big fans."
“We're incredibly impressed with SEC Connect's responsiveness to the needs of the bank, and the value they provide. We recommend them to any public company that is looking for more than just your typical filing agent."
"SEC Connect has significantly reduced our filing costs and your client service team is absolutely impeccable. With DCAF, you've done it again. As someone who knows great software, you've hit it out of the park with a tremendously useful application that has greatly increased the efficiency of our SEC reporting group, and is trusted by our securities counsel."